Investment

Investment Services We Offer

Investment Strategy and Philosophy

The guiding principles that inform and shape an individual’s unique investment decision-making process

“Every investor has a personal philosophy about how his or her money should work for them. We get to know you, help explain the process and guide you along the way. We believe in an active approach to investing and strategize a cost-efficient investment plan customizable to your goals, with active and passive fund investment options and effective risk management.”

Investment Advisory

Ongoing monitoring and advice with transparency

“We keep you on top of changes in your investment environment and recommend strategic course corrections when needed.”

Asset Allocation and Diversification

Distributing portfolio assets among different investment styles to reduce heavy exposure to specific industries and sectors

“Properly diversifying your portfolio can help reduce systematic risk. We help you plan for market volatility so you can feel secure about your wealth. Preserving what you have obtained is as important as nurturing its growth.”

Risk Mitigation

Systematic reduction in the extent of exposure to risk through planning, strategy and monitoring

“Everyone worries about an event they can’t control. We take a long-term approach on your behalf, devising strategies for long term results.”

Portfolio Modeling

Applying analytical techniques to gauge the value of proposed investment styles and combinations

“Portfolio modeling is one of many tools we use to give you a deeper understanding of the complexities of your assets for more successful management.”

Quantitative Analysis

Financial analysis that aims to understand or predict behavior or events through the use of mathematical measurements and calculations, statistical modeling and research.

“We believe that studying precise, definitive values is one of many important tools in the arsenal of planning and management techniques that keep you in charge of your financial destiny.”

Discretionary Portfolio Management

Investment management in which decisions about purchases and sales are made by your portfolio manager

“To authorize discretionary investing, you must have the utmost confidence in your investment manager. We provide transparent reporting and ongoing advice, leaving you free to focus on things that matter to you.”

Alternative Investments

Assets such as real estate investment trusts, once available only to institutional investors, that offer non-correlated investment options for the retail client

“A portfolio benefits from diversification. We help you sort through your risk tolerance, goals and time horizon to find balance in your portfolio and look outside the box for income and growth opportunities.”

Asset Servicing

Custody, administration, reporting, performance analytics, payment processing, tax-related support and safeguarding funds

“We make sure your assets and information are secure, and we are transparent in everything we do.”

How can we help to get you started?

Call us

518.426.5187

Send us your information and we'll get back to you within 24 hours

  • This field is for validation purposes and should be left unchanged.

Advisory Services offered through PKS Advisory Services LLC.,
A SEC Registered Investment Advisory Firm,
Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211

Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC.
Fixed insurance products are available through PKS Financial Services, Inc.
Purshe Kaplan Sterling Investments and PKS Financial Services, Inc. are affiliated companies with PKS Advisory Services LLC.

Investments and insurance products through PKS Advisory Services LLC. and its affiliated companies are
NOT FDIC INSURED • NOT BANK GUARANTEED • MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPLE
NOT A DEPOSIT • NOT INSURED BY ANY FEDERAL OR STATE GOVERNMENT AGENCY.