Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling Investments (PKS) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The firm traces its roots to 1993, when it began as a regional brokerage firm. PKS has grown substantially over the past decade, operating in a classic open architecture environment. PKS is registered with the U.S. Securities and Exchange Commission and is a member of FINRA and the Municipal Securities Rulemaking Board.
PKS clears its trades through National Financial Services, LLC (NFS), offering state-of-the-art products and technology to Registered Representatives. In addition, PKS provides access to investment companies, variable annuity products and professional money management.
PKS Financial Services, Inc.
PKS Financial Services, Inc (PKSF) is a PKS affiliate that operates as an insurance sales agency throughout the United States, providing an insurance platform for the Registered Investment Advisor.
Richardson GMP Ltd
Richardson GMP Ltd is one of Canada’s largest independent wealth management firms, with offices across Canada. Our relationship with Richardson GMP allows us to offer cross border services to our U.S. and Canadian clients.
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Advisory Services offered through PKS Advisory Services LLC.,
A SEC Registered Investment Advisory Firm,
Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211
Investments and insurance products through PKS Advisory Services LLC. and its affiliated companies are
NOT FDIC INSURED • NOT BANK GUARANTEED • MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPLE
NOT A DEPOSIT • NOT INSURED BY ANY FEDERAL OR STATE GOVERNMENT AGENCY.